By the first quarter of 2007, HKEx had total assets of HK$ 43.5 billion, net assets of HK$ 6.2 billion, net profit of HK$ 920 million, up 93% year-on-year, and daily turnover of HK$ 52.9 billion.
As of September 1 1 day, 2007, the Hong Kong SAR Government was the single largest shareholder of HKEx, holding 5.88%. Followed by JPMorgan Chase 5.54%, Citibank 4. 13%, and horizontal assets 2.30%.
As of June 5438+February 3, 2008, there were 465 mainland enterprises listed in Hong Kong, accounting for 37% of the total number of listed enterprises, with a market value of about HK$ 6 16 1 billion, accounting for about 60% of the total market value. From 1993 to the end of 2008, mainland enterprises raised more than 12 trillion Hong Kong dollars in Hong Kong.
Shenzhen Stock Exchange was established on June 5438+0989165438+1October 65438+May, and started centralized trading (trial operation) on June1990 65438+February 65438, 655438666. The main stock index is Shenzhen Stock Exchange. Located in Luohu District, Shenzhen, diagonally opposite to Wang Di Building.
The beginning of Shenzhen Stock Exchange dates back to 1986 at the earliest. At that time, in order to get rid of the management difficulties, some enterprises carried out joint-stock reform. 1 988 April1day, SDB started the earliest securities trading at the counter of the securities company in the special zone. Subsequently, Shenzhen SDIC Securities Department and China Bank Securities Department opened one after another, and Vanke, Jintian, Anda and Yuanye (the predecessor of Century Xingyuan) also issued shares and traded them over the counter. The stock of "Laowujia" is traded at the counter of the securities department of "Laosanjia", which constitutes the embryonic form of Shenzhen securities market.
1989165438+10 In October, the Shenzhen Municipal Government made a decision to establish the Shenzhen Stock Exchange. 1 99065438+February1,the Shenzhen Stock Exchange was put into trial operation. Wang Jian and Yu Guogang were appointed by Shenzhen Municipal Government as deputy general managers in charge of this work. Shenzhen Stock Exchange was managed by Shenzhen Branch of the People's Bank of China at the initial stage of its establishment, and was managed by Shenzhen Securities Management Committee after its establishment in April 1993. With the gradual activity of trading in Shenzhen Stock Exchange, the number of listed companies has gradually expanded, and the scope of influence has been expanding. In addition, in the bull market of 1996, the competition between Shenzhen Stock Exchange and Shanghai Stock Exchange broke out. 1997, the State Council decided to hand over the stock exchange to the China Securities Regulatory Commission for direct management, and the general manager and deputy general manager of the stock exchange were appointed by the China Securities Regulatory Commission, with the chairman.
In order to support the development of Shanghai Stock Exchange, Shenzhen Stock Exchange stopped issuing new shares in September 2000. After the SME board was established on May 17, 2004, eight companies, including Xinhe, went public on June 25th, 2004, which marked the resumption of the listing of new enterprises in Shenzhen Stock Exchange, but only included SMEs.
The earliest Shenzhen securities registration company is a company independent of Shenzhen Stock Exchange, which is responsible for the custody of shares listed on Shenzhen Stock Exchange and the settlement of members. 1September 1996 16 The third meeting of Shenzhen Securities Regulatory Commission decided that Shenzhen Securities Registration Company would be renamed Shenzhen Securities Clearing Company and merged into Shenzhen Stock Exchange to become a wholly-owned subsidiary of Shenzhen Stock Exchange. On September 2, 20065438, KLOC-0, Shenzhen Securities Clearing Company became independent from Shenzhen Stock Exchange and merged with Shanghai Securities Clearing Company to form the newly established China Securities Depository and Clearing Co., Ltd.
On August 9th, 1993, the Shenzhen Stock Exchange changed the centralized trading time from 9: 30am to 165438+ 0: 30pm, 65438+ 0: 30pm to 3: 30pm; The trading hours of odd-numbered shares are still 9: 00 am-10: 30 am on the special day of odd-numbered shares trading.
July 1994, 1 1, adjust the trading time. In the afternoon, the opening time was changed from 13: 30 to 13: 00, and the closing time was changed from 15: 30 to 15: 00.
On May 1993 and 10, the handling fee of Shenzhen Stock Exchange was adjusted. The local (referring to the sales department in Shenzhen) handling fee was 4‰ of the transaction amount, and the off-site handling fee was 5‰. Less than 5 yuan will be charged by 5 yuan. The handling fee paid by securities companies to the exchange will be reduced to 6%, and the registration fee paid to registered companies will be reduced to 4%.
1On August 29th, 993, Shenzhen Stock Exchange lowered the handling fee for A-share trading from 5‰ in different places and 4‰ in local places to 3.5‰.
On September 1993 and 12, the handling fee rate of B-share transactions was reduced from 6‰ of the transaction amount to 5.5‰.
1 99665438+1October1day, the A-share transaction fee is adjusted to 3.5‰ according to the transaction amount, and the proportion of all parties in the transaction fee is adjusted. A-share and fund transactions were changed from T+0 to T+ 1.
1 990 65438+February1,stock trading begins.
199 1 year 1 month1day, the first key construction bond in Yantian port was listed.
1992 10 6 19, the first warrant of Shenzhen Baoan Enterprise (Group) Co., Ltd. 1992 was issued, and it was listed in the same year 10/5.
On September 8, 1994, the OTC repurchase of government bonds started.
1September 994 12 launched the treasury bond futures trading business, the first batch of which included 20 futures varieties in 5 series. On May 30th 1995, according to the order of China Securities Regulatory Commission, the treasury bond futures trading business was completely closed.
In the early days of the establishment of Shenzhen Stock Exchange, trading was mainly conducted through computer terminals in the trading hall of the exchange through market representatives stationed by members (1before February 25, 992, trading was even realized through manual bidding). Due to the large number of member units, Shenzhen Stock Exchange had to expand the trading hall twice and set up the first, second and third trading halls to ease the congestion. In the early days, if a shareholder's trading request was sent to the matching host of the exchange for entrusted trading, he had to fill in the trading application form at the counter of the business department of the securities company and queue up to submit it. After accepting the application form, the counter staff calls the red vest, and the red vest inputs the trading request of the shareholders into the trading terminal and informs the teller of the transaction by telephone. In this way of information transmission, there will inevitably be many mistakes, and securities companies have to set up special fault-tolerant accounts to deal with these mistakes. At the same time, the existing red vest colluded with the teller to eat the customer price difference.
On February 25th, 1992, Shenzhen Stock Exchange officially launched the computer automatic matching bidding system, which realized the transition from manual bidding operation to computer automatic matching operation.
1On May 26th, 1992, the Securities Department of China People's Insurance Company Shenzhen Branch and Shenzhen Special Zone Securities Company reached a computer networking with the exchange, and for the first time, the client's trading entrustment was directly input into the exchange matching system from the counter through multiple terminals.
On July 3rd, 1992, Zhejiang Securities Company opened a real-time market announcement with Shenzhen Stock Exchange by means of data line, becoming the first member who can receive the Shenzhen market locally.
1992 10 10 In mid-October, the first telephone automatic entrusted trading system in Chinese mainland was successfully developed and put into use in the securities department of Shenzhen Branch of Agricultural Bank of China.
1June 2, 997, Shenzhen Stock Exchange no longer provides terminals for seats that have been settled by long-distance communication such as fixed telephone or two-way satellite, and the "red vest" on behalf of securities institutions officially withdrew (except for special seats for B shares and bonds). This move marks that the A-share market of Shenzhen Stock Exchange has completely realized the intangible trading mode.
At this point, investors have completely realized electronic stealth trading by sending entrustment instructions to the exchange host.
The Shenzhen Stock Exchange issued the Shenzhen Stock Exchange Index 199 1 on April 3rd, with April 3rd 199 1 as the base date and 100 as the base.
On February 10, 2003, Shenzhen Securities Information Company issued the "Corporate Bond Index Compilation Plan". The index is based on 65438+February 3, 20021,and the benchmark index is 100. The index is called Corporate Bond Index for short, and the market code is 39948 1. It will be released on February 17 with the Shenzhen stock market in real time.
The first leader of Shenzhen Stock Exchange was Wang Jian, then the deputy general manager of Shenzhen Stock Exchange, who presided over the work.
On March 6th, 1993, the organization department of Shenzhen Municipal Government announced the appointment of Yu Guogang as the deputy general manager of Shenzhen Stock Exchange, in charge of the work. Ke is the deputy general manager of Shenzhen Stock Exchange. Luo is the chairman of Shenzhen Stock Exchange, and Wang Jian is the vice chairman of Shenzhen Stock Exchange.
1993 On July 23rd, the Shenzhen Municipal Government and the Organization Department of the Municipal Party Committee announced the appointment of Xia Bin as the general manager of Shenzhen Stock Exchange.
1995 may 1 1 day, Shenzhen municipal government formally appointed him as the chairman of Shenzhen stock exchange.
1996101October 22nd, the leadership of Shenzhen Stock Exchange was adjusted. China Securities Regulatory Commission 160 appointed Zhuang Xinyi as the general manager of Shenzhen Stock Exchange, and Zhang Yujun and Huang Tiejun as the deputy general managers; The executive director and general manager were removed, and Yu Guogang and Ke were removed as executive directors and deputy general managers.
1On September 3rd, 997, China Securities Regulatory Commission appointed Gui Minjie as the general manager of Shenzhen Stock Exchange.
On October 26th, 2000, China Securities Regulatory Commission formally appointed Zhang Yujun as the general manager.
On February 26th, 2008, China Securities Regulatory Commission formally appointed Song Liping as the general manager.
On April 22nd, the turnover of Shenzhen Stock Exchange 199 1 was zero, setting a record for the lowest turnover.
Shenzhen Component Index1991September 6 closed at 45.6585, a record low.
1993 12 13, the computer program of Guangdong sdic securities department failed, and the number of entrusted orders before 9: 40 on that day was mistaken for the number of lots, which was enlarged by 100 times. The securities department took timely measures to conduct reverse trading, which led to abnormal fluctuations in the stock market that day.
On September 29th 1994, due to astronomical reasons, the trading hours were adjusted. The opening time in the afternoon was changed from 13: 00 to 13: 40, and the closing time was correspondingly extended.
On the morning of July 5th, 2002, due to the interference of 7A transponder of Asia-Pacific satellite 1 rented by Shenzhen Securities Communication Company, the communication of 9 17 securities business department was completely interrupted. According to the Trading Rules and the Provisions on Handling Exceptions of Shenzhen Stock Exchange, Shenzhen Stock Exchange decided to stop trading urgently. The communication system returned to normal at noon 1 1∶ 15 on the same day, and trading was normal in Shenzhen afternoon.
On August 9th, 1992, 10, 1 1, Shenzhen released 1992, which caused a storm. On June 5438+0 1 day, the leading group of Shenzhen Stock Exchange decided to close the Shenzhen Stock Exchange for half a day due to the issue of the lottery table for new shares.
1On February 23rd, 995, the famous "327 National Debt Incident" happened on the Shanghai Stock Exchange, which led to the bankruptcy of Shanghai Wanguo Securities led by Guan Jinsheng, and the huge amount of funds in the national debt futures market continued to kill each other. 1On May 28th, 995, according to the urgent notice of China Securities Regulatory Commission, the trial operation of treasury bond futures trading was suspended, and the exchange organized a membership agreement to close the position. Since then, the Shenzhen stock market has experienced violent shocks. On the 22nd, the stock market turnover was 4.74 billion yuan, a record high this year. The Shanghai Composite Index closed at 169.65, and the Shanghai Composite Index closed at 14 15, the highest point of the year, with a cumulative increase of 44.78% in three days and a decline of 19.32% in the following week. Treasury futures closed successfully on 30th, and closed 680,000 lots on 22nd-30th.
1999 may19, a blowout broke out in Shenzhen and Shanghai stock markets, which was called 5 19 in history.
On September 6th, 2004, the Shanghai Stock Exchange and China Securities Depository and Clearing Corporation jointly issued and implemented the Operational Guidelines for the Reform of Non-tradable Shares of Listed Companies.
Both Shenzhen Stock Exchange and Shanghai Stock Exchange consider themselves the first stock exchanges opened in Chinese mainland after 1949. However, judging from the trial operation time, Shenzhen Stock Exchange is in front of Shanghai Stock Exchange; Judging from the time of the State Council's reply, SSE is in front of Shenzhen Stock Exchange.
Located in Pudong New Area, Shanghai Stock Exchange is one of the two stock exchanges in Chinese mainland. The Shanghai Stock Exchange was established with the approval of the head office of the People's Bank of China on June 26th, 1990, 165438, and officially opened on February 9th of the same year. Shanghai Stock Exchange is a non-profit legal person, which is directly managed by China Securities Regulatory Commission. Its main functions include: providing places and facilities for securities trading; To formulate the business rules of the stock exchange; Accepting listing applications and arranging the listing of securities; Organizing and supervising securities trading; Supervise members and listed companies; Manage and publish market information.
The trading hours of the Shanghai Stock Exchange are from Monday to Friday. The morning is the former market, call auction time is from 9: 15 to 9:25, and the continuous bidding time is from 9:30 to 1 1:30. Afternoon is afternoon, and the bidding time is continuous from 13:00 to 15:00, and it is closed on Saturdays, Sundays and rest days announced by the SSE.
Shanghai Stock Exchange is a member of the International Organization of Securities Commissions, the Federation of Asian and Oceania Exchanges and the World Federation of Exchanges.
The Rules for the Distribution of Securities Codes of Shanghai Stock Exchange issued on May 28th, 2007 stipulates that the securities codes of Shanghai Stock Exchange shall be coded with 6 Arabic numerals, with values ranging from 000000 to 999999. The first three digits of the six-digit code are the securities category identification area, in which the first digit is the securities product identification, the second to third digits are the securities business identification, and the last three digits of the six-digit code are the sequential coding area. The product definition represented by the first code is: 0 national debt/index, 1 bond, 2 repurchase, 3 futures, 4 standby, 5 funds/warrants, 6A shares, 7 non-trading business (issuance and equity distribution), 8 standby and 9B shares.
By the end of 2006, a total of 842 companies were listed on the Shanghai Stock Exchange, and the total market value of listed companies on the Shanghai Stock Exchange reached 7 1, 61200 million yuan.