1. Investors who have not opened an account first bring their ID cards to the business department to open securities accounts and capital accounts. Those who apply for GEM must open GEM transactions.
2. The issuer and the lead underwriter shall publish an online issuance announcement one trading day before the online issuance subscription date (T date).
3. Before accepting the subscription entrustment, the investor shall deposit the subscription money in full into the fund account designated by the securities business department connected with this Exchange.
4. On the day of subscription (hereinafter referred to as T-day), investors entrust the subscription through the securities business department networked with the SSE, and once declared, they may not withdraw their orders. Subscription time is 9: 30am-11:30am and 1: 00-3: 00 pm on T. Each subscription unit of Shanghai Stock Exchange is 65,438+0,000 shares, and the number of shares exceeding 65,438+0,000 shares must be The subscription unit in Shenzhen Stock Exchange is 500 shares, and the number exceeding 500 shares must be an integer multiple of 500 shares, and it shall not exceed the number of online pricing issues and shall not exceed 99,999,500 shares. Each securities account can only be subscribed once, and repeated subscription and false fund subscription are considered as invalid subscription.
6. Freeze funds. On the first day after the subscription date (T+ 1), China Clearing Shanghai/Shenzhen Branch will freeze the subscription funds.
7. Capital verification and numbering. China Clearing Shanghai/Shenzhen Branch confirms the total effective subscription amount according to the actual subscription funds of new shares, and assigns a number to each subscription unit, and continuously assigns numbers to all effective subscriptions in chronological order until the last effective subscription. The total effective subscription amount shall be placed in the following ways:
7. 1. If the effective subscription amount is less than or equal to the online circulation, there is no need to draw lots. The matching numbers are all lottery numbers, and investors subscribe for shares according to their effective subscription amount;
7.2. If the subscription quantity is greater than the online circulation, the effective subscription winning numbers shall be determined by drawing lots, and each winning number shall subscribe for a new subscription unit share.
8. lucky draw. The lead underwriter announces the winning rate on T+3, and organizes the lottery according to the total number of people and the winning rate, and announces the winning result on T+4.
9. The funds have been unfrozen. T+4 days, unfreeze the unsuccessful subscription. The subscription fee for new shares shall be paid by China Clearing Shanghai/Shenzhen Branch to the lead underwriter, and then to the listed company, and the issuance is over.