1. Stock issuance can take the form of "online pricing", "full prepayment" and "linked to savings deposits". All the programs involved in this paper belong to "online pricing" mode.
2. Each stock account can only be subscribed once. Repeated subscription and subscription with false funds shall be deemed as invalid subscription, and no new shares shall be subscribed for if the subscription is invalid.
3. Once the subscription for new shares is applied, it cannot be cancelled.
Four, the provisions of the Shanghai Stock Exchange, according to the market value held by investors to determine their online subscription amount. The market value held by investors is based on the unit of investors, and is calculated according to the daily average market value held in the first 20 trading days (including T-2) on T-2 (T-2 is the online subscription date determined in the issuance announcement, the same below). One subscription unit can be subscribed for every market value of 65,438+00,000 yuan, and the part less than 65,438+00,000 yuan is not included in the subscription amount. Each subscription unit is 65,438+0,000 shares, and the number of subscriptions is 65,438+0,000 shares or an integer multiple thereof, but at most it does not exceed one thousandth of the initial number of shares issued online and does not exceed 99.999 million shares.
According to the regulations of Shenzhen Stock Exchange, one subscription unit can be purchased for every 5,000 yuan market value, and the part less than 5,000 yuan is not included in the subscription amount. Each subscription unit is 500 shares, and the subscription number is 500 shares or an integer multiple thereof, but the maximum number shall not exceed one thousandth of the initial number of this online offering and shall not exceed 999,999,500 shares. The market value held by investors is based on the unit of investors, and is calculated according to the daily average market value held in the first 20 trading days (including T-2) on T-2 (T-2 is the online subscription date determined in the issuance announcement, the same below).
5. After the successful subscription on the same day, the new shares you subscribed for will appear in the fund stock option of the stock software, but they do not belong to you. If the new shares subscribed in the share capital still exist, they will not succeed until the evening of t+2.
6. Note: Investors can use their accounts to subscribe for new shares issued on the subscription date (hereinafter referred to as T-day), and the subscription time is 9:15-1:30 am and1:00-3: 00 pm on T-day in Shenzhen; Shanghai stock market: 9: 30 am-165438+0: 30 pm, 1: 00- 3: 00 pm on T.
Vii. subscription process of new shares:
New market value reserve before 1 and T-2: the average daily market value of T-2 (including T-2) in the first 20 trading days calculated by investors.
2. On T-1day, the issuer and the lead underwriter published an online issuance announcement.
3. On the T day (subscription date), the investor subscribes according to the quota, and there is no need to pay when subscribing. The number is allocated on the same day, and the subscription result data is sent.
4.T+ 1 day, the lead underwriter announces the winning rate, organizes the lottery to form the winning result, and the Shanghai Stock Exchange will send the winning result to the securities company after the closing of the day. T+ 1 day The capital verification of the original subscription funds was cancelled.
The winning number will be announced on 5.T+2. The lead underwriter announces the issue price and the winning result, and investors can also inquire about the winning result from the securities company designated by them.
6. Before T+3 15: 00, the settlement participants shall report the data of their investors' abandonment of subscription to China Clearing; 16: 00, China Clearing settled the subscription funds and transferred the subscription funds into the fund settlement account of the lead underwriter.
On 7.T+4, the lead underwriter will allocate the subscription funds after deducting the underwriting fees to the issuer and announce the online issuance results.
8. The above T+N days are trading days. If it is postponed on Saturday and Sunday, the winning investor shall fulfill the obligation of fund settlement according to the winning result, and ensure that its fund account has enough funds for subscription of new shares before 24: 00 on T+2: Shanghai Stock Exchange subscribes for 65,438+0,000 shares and Shenzhen Stock Exchange subscribes for 500 shares.
If the same investor uses multiple securities accounts to participate in the subscription of the same new share, or if the investor uses the same securities account to participate in the subscription of the same new share for many times, the initial subscription of the investor shall be regarded as valid subscription, and other subscriptions shall be invalid subscription.